VIEWPOINT: Employment mediators and participants should consider creative,
alternative formats when situations demand them.
Employment mediations traditionally follow a predictable format.
The attorneys and parties typically meet the mediator for the first time on the day of the
mediation hearing. After initial introductions, the counsel and parties hold a joint
session at which the attorneys give opening statements. Sometimes the parties also
speak in the joint session. The mediator will often repeat the points made by each
side, careful to reframe the statements to present the information in a more neutral
format.
The mediator then meets separately with the plaintiff and plaintiff’s counsel and with
the defendant and its counsel for the rest of the day, trudging back and forth between
the rooms. In the separate caucuses, the mediator listens to the parties telling their
stories and to the lawyers elaborate on the reasons the law supports their client’s
position. The mediator helps the attorneys and the parties focus on the cost of
continuing with the litigation and helps each room evaluate the facts and law to
estimate a probable outcome if the case is ultimately tried.
Through a series of individual caucuses, the mediator may be ultimately successful in
moving each side toward a resolution both can live with. When agreement is reached,
the group often reunites for the formal signing of the settlement agreement,
handshakes all around and, in most cases, a final parting of the ways.
The average employment mediation lasts from eight to 12 hours, and the parties and
attorneys are usually fatigued at the end of the session. Employment mediations tend
to be long because they are so emotionally charged. And it isn’t only the plaintiff with
tales to tell and steam to let off. Defendants accused of discrimination, sexual
harassment or other forms of not so politically correct behavior often come to
mediations with much to get off their chests.
Admittedly, mediation is not therapy. But until both the plaintiff and the defendant have
been given an opportunity to tell their stories and know they have been heard, neither
is usually ready to put the dispute behind them and start talking about deal points that
could form the basis of a settlement agreement. Catharsis is a critical step in the
march toward a signed settlement agreement.
Employment practitioners and mediators are re-examining this one-size-fits-all format,
however, wondering whether other formats would be more functional and take less
time.
Take, for example, a case in which a 56-year old former branch manager of a well
known bank sued the bank, claiming age discrimination, retaliation and constructive
termination after she had been employed by the bank for 18 years. The bank claimed
her performance was suffering and that she left because she did not appreciate her
new manager’s suggestions to improve her work. The attorneys agreed the case
should be mediated and selected a mediator.
The mediator arranged individual premediation calls with both counsel. The mediator
learned from the plaintiff’s counsel that plaintiff would need an opportunity during the
mediation to tell the defendant representative how inappropriate the bank’s conduct
had been. The plaintiff’s counsel stated that, until his client had a chance to tell her
story, he did not think she would be ready to talk about resolution.
The mediator learned from the defendant’s counsel that the defendant felt the plaintiff
was a complainer, talked incessantly, and probably should have been counseled
years before. Defense counsel planned to bring to the mediation the person who
managed plaintiff’s new supervisor. Counsel disclosed that this individual had put up
with plaintiff for years and would likely not have the patience to sit through an opening
session where plaintiff was given unlimited license to vent.
It was clear that a traditional mediation model would not be the most efficient method
of resolving this case. The plaintiff needed an opportunity to unload some of her
frustrations, but the mediator sensed that the defendant would become more
settlement-resistant if the plaintiff were permitted to state her grievances directly to
him.
The mediator held a conference call with both attorneys and suggested that the first
sessions with the plaintiff and defendant occur before the formal mediation session.
The mediator arranged to meet plaintiff and her counsel office for three hours in the
morning and to meet with defendant for an hour in the afternoon. The mediation would
occur the following day. Both sides agreed to the format and the allocation of time.
The defendant realized the plaintiff needed time to talk and was pleased he was not
forced to sit in a room and wait while this process unfolded.
Both sessions went well. The mediator worked with the plaintiff to sketch out the major
points she wanted to share directly with the defendant, helping her practice a
statement to be made during the joint session. The plaintiff agreed to limit her remarks
to five minutes. The mediator sought and obtained permission to share the substance
of plaintiff’s intended remarks with the defendant.
During the session with the defendant, the mediator was able to prepare the
defendant for the short statement the plaintiff would make during the joint session and
helped the defendant formulate a response that would communicate to the plaintiff that
he heard her (not that he agreed with her) and that he was interested in resolving the
dispute.
On the day of the "real" mediation, the joint session went exactly as planned. The
mediator met with plaintiff and her counsel in caucus after the joint session and found
the plaintiff quite ready to begin discussing ways to resolve the case. An agreement
was reached five hours after the mediation session began. The attorneys and parties
spent the next 90 minutes drafting and signing a settlement agreement. The mediation
had started at 10:00 AM and the parties were on their way home by 4:30 PM. Had a
traditional mediation model been used, the mediation could easily have taken twice
as long.
Several occurrences contributed to the success of this format. The plaintiff had an
opportunity to rest after the first day of venting. She was able to tell her story to the
mediator and to practice the words she would say to the defendant during the joint
session. On the day of the mediation, the plaintiff was already in a frame of mind to
resolve the matter because the catharsis had happened the day before. The
defendant was prepared for the statement the plaintiff made during the opening
session and was able to stay focused on the real drill for the day--resolution.
In other matters, such as sexual harassment cases where the plaintiff is uncomfortable
facing the alleged harasser, the parties and mediator might consider excluding the
alleged harasser from the joint session. The session could include the alleged
harasser’s attorney, the company representative and the company’s attorney as well
as the plaintiff and her attorney. Usually, the alleged harasser will be relieved to be
excused from the opening session. It is important, however, to make sure this
individual is briefed on the events that occurred in the joint session and that the
mediator repeats her opening remarks in the individual caucus with the alleged
harasser.
In sexual harassment cases involving a consensual relationship gone awry, it is
sometimes productive if the plaintiff and defendant meet together with the mediator to
have a dialog outside of the presence of their attorneys. The session should be strictly
confidential. Unresolved relationship issues can a barrier toward settlement and this
format allows these issues to be aired in a safe place.
The formats available in an employment mediation are limited only by imagination.
Attorneys involved in employment mediations should feel free to request pre-
mediation conferences with the mediator to discuss alternative formats that may be
appropriate for the case. Where the opposing attorneys in an employment case have
a good working relationship, counsel can first agree on the mediation format to be
followed and then begin the process of selecting a mediator who is comfortable with
the suggested format.
Mediation of employment disputes is an evolving process. Experienced employment
counsel and employment mediators should continue to evaluate the strengths and
weaknesses of the mediation process and experiment with different formats that may
lead to more efficient mediations with greater success potential and client satisfaction.